Participantship and Additional Trading Right Applications Type of Application Type of Form(s)Required Form Title Type of Explanatory Notes Explanatory Notes Title Stock Exchange Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship     1B Notice of Transfer of Trading Right     - - 1J Form of Transfer of Trading Right     - - 4A Personal Information Collection Statement     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Additional Stock Exchange Trading Right 3 Application for Registration of Additional Trading Right EN3 Explanatory Notes for Application for Registration of Additional Futures Exchange or Stock Exchange Trading Right     1B Notice of Transfer of Trading Right     - - 1J Form of Transfer of Trading Right     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Issuance of New Stock Exchange Trading Right    20 Stock Exchange Trading Right Application Form - - Tender Document in relation to Issuance of New Stock Exchange Trading Right     21 Tender Document - Tender for Relinquishment of a Stock Exchange Trading Right         - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Futures Exchange Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship     1B Notice of Transfer of Trading Right     - - 1E Financial Statement     - - 1J Form of Transfer of Trading Right     - - 4A Personal Information Collection Statement     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Additional Futures Exchange Trading Right 3 Application for Registration of Additional Trading Right EN3 Explanatory Notes for Application for Registration of Additional Futures Exchange or Stock Exchange Trading Right     1B Notice of Transfer of Trading Right     - - 1J Form of Transfer of Trading Right     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Issuance of New Futures Exchange Trading Right    22 Futures Exchange Trading Right Application Form - - Issuance of New Futures Exchange Trading Right (applicable to Members of The Chinese Gold & Silver Exchange Society or companies within the same group of companies only)                                                      22A Futures Exchange Trading Right Application Form For Members of The Chinese Gold & Silver Exchange Society or Companies within the same Group of Companies                                                                                                    - - Tender Document in relation to Issuance of New Futures Exchange Trading Right     23 Tender Document - Tender for Relinquishment of a Futures Exchange Trading Right         - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title HKSCC Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship       Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title HKCC Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship     1E Financial Statement     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Change of Participantship Category of HKFE/HKCC       1G Application for Change of Participantship Category EN1G Explanatory Notes for Application for Change of Participantship Category 1E Financial Statement      - - Change of Participantship Category of HKSCC     1H Application for Change of Participantship Category of HKSCC EN1H Explanatory Notes for Application for Change of Participantship Category of HKSCC             Type of Application Type of Form(s)Required Form Title Type of Explanatory Notes Explanatory Notes Title Options Broker Exchange Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship       Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Options Trading Exchange Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship     11 Notification of Appointment / Termination of General Clearing Participant     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title SEOCH Participantship 1 Application for Participantship EN1 Explanatory Notes for Application for Participantship       Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Designated Index Arbitrage Short Selling Participant 13 Application for Registration as Designated Index Arbitrage Short Selling Participant     - - Designated Index Arbitrage Participant 13A Application for Registration as Designated Index Arbitrage Participant     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Designated Stock Futures Hedging Short Selling Participant 14 Application for Registration as Designated Stock Futures Hedging Short Selling Participant     - - Stock Futures Hedging Participant 14A Application for Registration as Stock Futures Hedging Participant     - -   Type of Application Type of Form(s) Required Form Title Type of Explanatory Notes Explanatory Notes Title Options Hedging Participant 17 Application for Registration as Options Hedging Participant     - 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