Exchange and Clearing House Participants

Admission Criteria
Forms and Explanatory Notes

Updated: 18 July 2008

Operational Setup
List of documents required to be completed for fulfilling the operational requirements of HKCC


Types / Name of Documents Tentative
lead-time required   
1. Bank Mandates respectively for House and Client Accounts
    
3 weeks
1.1   

ABN AMRO Bank N.V. - House
ABN AMRO Bank N.V. - Client
        

1.2 Bank of China (Hong Kong) Ltd. - House
Bank of China (Hong Kong) Ltd. - Client
      
1.3 Citibank N.A. - House
Citibank N.A. - Client
          
1.4 Deutsche Bank AG, Hong Kong Branch - House
Deutsche Bank AG, Hong Kong Branch - Client
          
1.5 Hang Seng Bank Ltd. - House
Hang Seng Bank Ltd. - Client
              
1.6 Standard Chartered Bank (Hong Kong) Ltd. - House
Standard Chartered Bank (Hong Kong) Ltd. - Client
    
1.7 The Bank of East Asia, Ltd. - House
The Bank of East Asia, Ltd. - Client
             
1.8 The Hongkong and Shanghai Banking Corporation Ltd. - House
The Hongkong and Shanghai Banking Corporation Ltd. - Client
      
1.9 Wing Hang Bank Ltd. - House
Wing Hang Bank Ltd. - client
        
2. DCASS Subscription and Licence Agreement 
     
1 - 2 weeks
3. CCMS SDNet Line Service Application Form for Participants of HKCC
     
7 - 8 weeks
4. DCASS SDNet Line Service Application Form
        
7 - 8 weeks
5. Application for Installation of DCASS / CCMS Terminal 
                  
7 - 8 weeks
6. Change of Company Particulars and Contact Person Form
   
1 week
7. Specimen Board Minutes and List of Authorised Signatories with Specimen Signatures
      
1 week
8. Sharing of CCASS3 / CCMS Terminal to Access CCASS/ CCMS
                   
1 week
9. Smartcard Request Form for new HKCC / SEOCH Participant
         
1 week
10.

User Profile for Delegated Administrator for New HKCC / SEOCH Participant
                  

1 week
11. Guidence Notes on Applicant's CCMS User Profile
   
For reference
12. Administration Right Listing
      
For reference
13. User Access Level Assignment
        
For reference